Argued

No. 17-1077

Francis V. Lorenzo v. Securities and Exchange Commission

from the United States Court of Appeals for the District of Columbia Circuit

See other cases from the District of Columbia Circuit.

Docket Entries

Reply of petitioner Francis V. Lorenzo filed. (Distributed)

Motion to argue pro hac vice filed by respondent GRANTED. Justice Kavanaugh took no part in the consideration or decision of this motion.

CIRCULATED

Justice Kavanaugh is recused in this case.

Record received from the U.S.C.A. District of Columbia Circuit.

Brief amicus curiae of The North American Securities Administrators Association, Inc. filed.

SET FOR ARGUMENT on Monday, December 3, 2018

Motion to argue pro hac vice filed by respondent Securities and Exchange Commission.

Brief of respondent Securities and Exchange Commission filed.

Amicus brief of Securities Law Professors not accepted for filing. (Duplicate submission - September 10, 2018)

Brief of petitioner Francis V. Lorenzo filed.

Joint appendix filed. (Statement of costs filed.)

Petition GRANTED.

DISTRIBUTED for Conference of 6/14/2018.

Reply of petitioner Francis V. Lorenzo filed. (Distributed)

DISTRIBUTED for Conference of 6/7/2018.

Brief of respondent Securities and Exchange Commission in opposition filed.

Motion to extend the time to file a response is granted and the time is extended to and including April 2, 2018.

Motion to extend the time to file a response from March 2, 2018 to April 2, 2018, submitted to The Clerk.

Petition for a writ of certiorari filed. (Response due March 2, 2018)

Application (17A657) granted by The Chief Justice extending the time to file until January 26, 2018.

Application (17A657) to extend the time to file a petition for a writ of certiorari from December 28, 2017 to January 26, 2018, submitted to The Chief Justice.

Parties

Francis V. Lorenzo, Petitioner, represented by Robert G. Heim

Securities and Exchange Commission, Respondent, represented by Noel J. Francisco

Amici Curiae

North American Securities Administrators Association, Inc., Amicus Curiae, represented by Michael Benjamin Eisenkraft

Securities Industry and Financial Markets Association and Chamber of Commerce of the United States of America, Amicus Curiae, represented by Kwaku Affawua Akowuah

Securities Law Professors, Amicus Curiae, represented by Lyle Roberts

 
Last updated: December 9, 2018