Decided

No. 18-1501

Charles C. Liu, et al. v. Securities and Exchange Commission

from the United States Court of Appeals for the Ninth Circuit

See other cases from the Ninth Circuit.

Docket Entries

JUDGMENT ISSUED.

Judgment VACATED and case REMANDED. Sotomayor, J., delivered the opinion of the Court, in which Roberts, C. J., and Ginsburg, Breyer, Alito, Kagan, Gorsuch, and Kavanaugh, JJ., joined. Thomas, J., filed a dissenting opinion.

Argued. For petitioners: Gregory G. Rapawy, Washington, D. C. For respondent: Malcolm L. Stewart, Deputy Solicitor General, Department of Justice, Washington, D. C.

Reply of petitioners Charles C. Liu, et al. filed. (Distributed)

Brief amici curiae of Former Commissioners and Staff of the Securities and Exchange Commission filed. (Distributed)

Brief amicus curiae of North American Securities Administrators Association, Inc. filed. (Distributed)

Brief amici curiae of Better Markets, Inc., et al. filed. (Distributed)

Brief amici curiae of Members of Congress filed. (Distributed)

CIRCULATED

Brief amici curiae of Former Federal Trade Commission Officials filed. (Distributed)

Brief amici curiae of Securities Law Professors filed. (Distributed)

Brief of respondent Securities and Exchange Commission filed.

The record of the USCA 9th Circuit is available on PACER. Sealed record material of the USDC Central District of California received electronically.

Record requested from the U.S.C.A. 9th Circuit.

Brief amicus curiae of The New Civil Liberties Alliance filed.

Brief amici curiae of Parker R. Hallam and Frederick A. Voight filed.

Brief amici curiae of Law Professors filed.

Brief amicus curiae of Washington Legal Foundation filed.

Brief amicus curiae of Chamber of Commerce of the United States of America filed.

Brief amici curiae of Remedies and Restitution Scholars in support of neither party filed.

Brief amicus curiae of Cato Institute filed.

Brief amicus curiae of New England Legal Foundation filed.

Brief amicus curiae of Securities Industry and Financial Markets Association filed.

Brief amicus curiae of Andy Altahawi filed.

Brief amicus curiae of Oak Management Corporation in support of neither party filed.

Brief amicus curiae of Americans for Prosperity Foundation filed.

Brief of petitioners Charles C. Liu, et al. filed.

Joint appendix filed. (Statement of costs filed)

SET FOR ARGUMENT on Tuesday, March 3, 2020.

Blanket Consent filed by Petitioners, Charles C. Liu, et al.

Petition GRANTED.

DISTRIBUTED for Conference of 11/1/2019.

DISTRIBUTED for Conference of 10/18/2019.

Rescheduled.

Reply of petitioners Charles C. Liu, et al. filed. (Distributed)

DISTRIBUTED for Conference of 10/11/2019.

Motion to extend the time to file a response is granted and the time is extended to and including September 4, 2019.

Motion to extend the time to file a response from August 5, 2019 to September 4, 2019, submitted to The Clerk.

Response Requested. (Due August 5, 2019)

DISTRIBUTED for Conference of 10/1/2019.

Petition for a writ of certiorari filed. (Response due July 3, 2019)

Application (18A958) granted by Justice Kagan extending the time to file until May 31, 2019.

Application (18A958) to extend the time to file a petition for a writ of certiorari from April 3, 2019 to May 31, 2019, submitted to Justice Kagan.

Parties

Securities and Exchange Commission, Respondent, represented by Noel J. Francisco

Amici Curiae

Americans for Prosperity Foundation, Amicus Curiae, represented by Cynthia Fleming Crawford

Andy Altahawi, Amicus Curiae, represented by Robert G. Heim

Better Markets, Inc.; Center for Responsible Lending; National Consumer Law Center, Amicus Curiae, represented by Dennis Michael Kelleher

Cato Institute, Amicus Curiae, represented by Bradley Joseph Bondi

Chamber of Commerce of the United States of America, Amicus Curiae, represented by Adam G. Unikowsky

Former Commissioners and Staff of the Securities and Exchange Commission, Amicus Curiae, represented by Daniel Patrick Chiplock

Former Federal Trade Commission Officials, Amicus Curiae, represented by David Charney Vladeck

Law Professors, Amicus Curiae, represented by Donald Burke

Members of Congress, Amicus Curiae, represented by Brianne Jenna Gorod

New England Legal Foundation, Amicus Curiae, represented by John Pagliaro

North American Securities Administrators Association, Inc., Amicus Curiae, represented by Michael Benjamin Eisenkraft

Oak Management Corporation, Amicus Curiae, represented by Michael B. Kimberly

Parker R. Hallam and Frederick A. Voight, Amicus Curiae, represented by Sidney Michael McColloch

Remedies and Restitution Scholars, Amicus Curiae, represented by Harold Douglas Laycock

Securities Industry and Financial Markets Association, Amicus Curiae, represented by Michael John Dell

State of Illinois, Amicus Curiae, represented by Jane Elinor Notz

The New Civil Liberties Alliance, Amicus Curiae, represented by John Julian Vecchione

Washington Legal Foundation, Amicus Curiae, represented by Richard A. Samp

 
Last updated: March 19, 2024